NO CLE - The Ethical Compass: Multiple Ethical Schemes Applicable to Financial Advisors

Financial Advisors Track: The Ethical Compass: Multiple Ethical Schemes Applicable to Financial Advisors

This panel will focus on the variety of rules, statutes and codes that govern the conduct of financial advisors, including the Bankruptcy Code and Rules, TMA and AIRA Codes of Ethics, Licensure rules (e.g., for CPAs), state law governing trustee roles, etc.

Free Session

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